Alteration filingSep 22
DOB filing M01440971-S3
Alteration filing at 401 5 Avenue
Approved8 proposed stories
Open filing Building record · BIN 1017190
401 5 Avenue
401 5 Avenue, Manhattan, NY 10016
A consolidated, filing-by-filing view of DOB records matched to this building identifier. The current snapshot links 4 independently sourced records, including 3 that are not recorded as completed, closed or withdrawn.
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BUILDING RECORD · BIN 1017190
401 5 Avenue
Midtown-Times Square, Manhattan
A consolidated public-record view · updated Sep 22, 2026
- DOB filings
- 4
- Active-status
- 3
- Recorded addresses
- 1
A building-level summary of matched filings, active-status records and published identifiers.
Matched filings4
Open or active-status records3
First included filingSep 11, 2026
Latest recorded changeSep 22, 2026
The lot
What is already here?
The lot holds a 8.5-story office building built in 1906, on a 17,048 sq ft lot.
- Floors 2–9Nothing on record
- Floor 1Street levelStreet level. The lot is recorded as commercial and office, so this floor is where the commercial space is.
- Street levelCommercial and office
- Above the southern skylineFrom about floor 22 — the tallest thing within 60 m to the south is 64.9 m
- Built
- 1906
- Floors
- 8.5
- Residential units
- 0
- Building type
- Office building
- Land use
- Commercial and office
- Zoning district
- C5-3
- Lot area
- 17,048 sq ft
- Building area
- 156,751 sq ft
The apartments
163 condominium apartments are assessed on this block, and the typical one is 712 sq ft (66 m²). They run from 44 to 228 m².
The city values the typical one at $231,006. That is the Department of Finance’s market valuation for tax, not an asking price and not a sale.
What it sold for
17 apartments on this tax block changed hands in the year the city last published, at a median of $640,000, from 425,000 to 3,100,000.
Recorded sale prices from the Department of Finance’s rolling file, covering the year to Aug 31, 2026. Transfers under $10,000 are left out: New York records deed transfers between relatives at a dollar, and those are not sales. No apartment number and no name is carried from either side.
Owner of record
9 EAST 36TH LLC
As the assessment roll records it. Only owners that read as a company are shown here; where the roll names an individual, nothing is published.
Lot facts come from NYC Department of City Planning, Primary Land Use Tax Lot Output (PLUTO) (64uk-42ks), accessed Sep 23, 2026. They describe the tax lot, not any single filing. When the rest of New York went up
Violation record
Are there open violations here?
The Department of Buildings has 16 open notices on record for this building, out of 134 notices on file; the most recent was issued Dec 29, 2022.
- Construction
Issued Dec 29, 2022 — FTM FACADE & APPURTENANCES. ON 12/24/2022 MULTIPLE FACADE STONE PANELS DISLODGED FROM BLDG EXTERIOR AND FELL TO PUBLIC SIDEWALK AT WEST ELEV, EXP4. DURING INSP ADDITIONAL DEFECTS OBSERVED INCL DAMAGED/WEATHERED DECORATIVE STONES/TERRA COTTA AT MULT LOCATION AT SOUTH & WEST ELEV REMEDY:IMMED RETAIN NYS REG DESIGN PROF TO INSP & EVAL 100%
- Construction
Issued Dec 27, 2022 — EMERGENCY WORK ORDER DUE TO DEFECTIVE FACADE AT ALL EXPOSURES 1,2,3 & 4 NORTH, EAST, SOUTH AND WEST ELEVATIONS, OBSERVED SPALLED/CRACKED/ DETERIORATED DECORATIVE STONE/TERRA COTTA/STONE IN SEVERAL LOCATIONS REMEDY: IMMED PROVIDE PUBLIC SAFETY MEASURES AROUND ALL THE EXPOSURES TO SECURE/PROTECT THE PUBLIC
- (other bldgs types) - elevator affirmation of
Issued Sep 6, 2019 — VIO ISSUED TO ELEVATOR - FAIL TO CORRECT DEFECTS ON 2017 CAT 1 INSP/TST TST
13 further open notices are on file. Open the source dataset for the full list.
Open means the agency has not recorded a resolution, which is not the same as the problem still existing. What a violation is, and what it is not. From NYC Department of Buildings, DOB Violations (3h2n-5cm9), accessed Sep 23, 2026.
What is recorded here
Multiple filings, one stable building identifier.
New York City's Building Identification Number helps connect filings that may use different application numbers or describe different scopes of work. The records below are grouped because they publish BIN 1017190. They should not be read as a single construction project unless the underlying filings say so.
The matched set includes 4 alteration filing. Its latest status categories are 2 approved, 1 closed or withdrawn, 1 under review. Each filing page preserves its own status, dates, scope and source identifier.
- First included filing
- Sep 11, 2026
- Latest recorded change
- Sep 22, 2026
- Highest proposed story count
- 8 stories
- Highest proposed unit count
- Not stated
Highest recorded values may come from different filings and must not be combined into one proposed project. Open the individual filings below for their exact scope. Values outside the publication's conservative data-quality bounds are withheld pending source review.
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Recorded history
What has happened at this address?
Every dated event the city has published for this building, from all 4 matched filings, in the order it was recorded. A date marks what entered the public record, not what happened on site.
- Alteration filed01
Interior renovations to the existing office space including removal and installation of non-load bearing partitions and related finishes. No change in use, egress or occupancy. Filing M01440971-I1.
- Alteration approved02
Filing M01440971-I1 reached an approved status.
- Permit recorded for alteration03
DOB lists a first permit date for M01440971-I1. That is not by itself confirmation of activity on site.
- Alteration filed04
Modifications to the existing plumbing system. No change in use, egress or occupancy. Filing M01440971-S3.
- Alteration filed05
Modifications to the existing mechanical system. No change in use, egress or occupancy. Filing M01440971-S1.
- Alteration filed06
Modifications to the existing sprinkler system. No change in use, egress or occupancy. Filing M01440971-S2.
- Alteration now under review07
The latest status recorded for M01440971-I1 is “OnHold-NoGoodCheck.”
- Alteration approved08
Filing M01440971-S3 reached an approved status.
- Alteration now closed09
The latest status recorded for M01440971-S1 is “QA Failed.”
- Alteration approved010
Filing M01440971-S2 reached an approved status.
- Alteration now approved011
The latest status recorded for M01440971-S2 is “Approved.”
- Alteration now approved012
The latest status recorded for M01440971-S3 is “Approved.”